Evidence
Professor Peter Tillers
Cardozo Law School
The Five Per Cent Solution: Is It Character (Propensity) or Is It (Instead?)
Motive, Desire, Prejudice, Hatred or Something Else of that Sort?
Barnes v. City of New York,
2002 N.Y. App. Div. LEXIS 7396 (Sup. Ct., July 11, 2002)
Order and judgment
(one paper), Supreme Court, Bronx County (Gerald Esposito, J.), entered on
or about October 26, 1999, awarding plaintiff damages for personal injuries,
upon a jury verdict, as reduced pursuant to plaintiff's stipulation and structured
pursuant to CPLR article 50-B, unanimously reversed, on the law, the facts
and in the exercise of discretion, without costs, and the matter remanded
for a new trial.
Plaintiff commenced this action against the City of New York and Police Officer
Frantz Jerome to recover damages for personal injuries incurred when Officer
Jerome shot plaintiff on the night of August 22, 1988. During the trial of
this action, defendants sought to introduce evidence that plaintiff was a
member of a group known as the "Five Percenters," which espouses a vicious
ideological hatred of the police and propounds to its members a protocol to
shoot and kill police officers rather than submit to arrest. n1 The trial
court excluded this evidence on the ground that it was collateral and unfairly
prejudicial, and the jury resolved factual issues in favor of plaintiff, rendering
a verdict for him. We now hold that, contrary to the trial court's view, exclusion
of such evidence constituted reversible error requiring that there be a new
trial.
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n1 The Five Percenters' violent propensities are sufficiently well established
that certain State correctional facilities, as a security measure, have prohibited
inmates to possess the group's literature (see, Matter of Buford v Goord,
258 A.D.2d 761, 686 N.Y.S.2d 121).
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The facts surrounding the subject incident are strongly in dispute. Officer
Jerome's testimony was that he began pursuing plaintiff after plaintiff, whom
the officer observed to be carrying a semi-automatic handgun, disobeyed the
officer's order to stop and drop his weapon. According to Officer Jerome,
plaintiff fired at him during the ensuing chase, and, subsequently, when plaintiff
appeared to be preparing to fire at him again, the officer fired his service
revolver. It is plaintiff's contention in this action, however, that, when
Officer Jerome shot him, plaintiff had dropped his weapon and was raising
his hands in the air. Plaintiff gave testimony to this effect at the hearing
held pursuant to General Municipal Law § 50-h and at his EBT, transcripts
of which were read into evidence at trial. n2
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n2 Plaintiff was excused from testifying at trial, and thus was not cross-examined,
based on his assertion of mental incapacity at the time of trial.
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Under the particular circumstances of this case, evidence of this plaintiff's
motive would be admissible to show that the plaintiff was likely to act in
accordance therewith on this occasion. For example, in a prosecution for the
attempted murder of two police officers, where the case was a largely circumstantial
one, the Court of Appeals held that testimony that the defendant professed
"a vicious ideological hatred for the police," and documents expressing militantly
anti-police views that were discovered in his apartment, were admissible to
show motive for the shooting (People v Moore, 42 N.Y.2d 421, 428, 397 N.Y.S.2d
975, 366 N.E.2d 1330, cert denied sub nom Moore v New York, 434 U.S. 987,
54 L. Ed. 2d 482, 98 S. Ct. 617; see also, People v Rodriguez, 42 Cal.3d 730,
756-758, 230 Cal. Rptr. 667, 726 P.2d 113; 1A Wigmore, Evidence § § 102, 106,
117, 118 [Tillers rev. 1983]; Fisch, New York Evidence § § 240, 241 [2d ed.
1977]). Moreover, it is well established that the fact of a person's membership
in an antisocial gang, such as the Five Percenters, is admissible as evidence
of a motive to engage in wrongful conduct promoted by the gang (see, e.g.,
People v Herrera, 287 A.D.2d 579, 731 N.Y.S.2d 653, lv denied 97 N.Y.2d 705;
People v Reynolds, 283 A.D.2d 771, 774, 728 N.Y.S.2d 503, lv denied 96 N.Y.2d
866, 923; People v Perez, 265 A.D.2d 347, 348, 696 N.Y.S.2d 197, lv denied
94 N.Y.2d 827; People v Tam, 260 A.D.2d 242, lv denied 93 N.Y.2d 1028; People
v Tai, 224 A.D.2d 328, 638 N.Y.S.2d 45, lv denied 88 N.Y.2d 942).
Evidence of plaintiff's membership in the Five Percenters, under the circumstances
presented here, was relevant to show that he had a specific motive to resist
any police officer's attempt to arrest him, giving rise to the fair inference
that plaintiff was likely to act in accordance with such motive in his encounter
with Officer Jerome. By bringing this action, plaintiff has placed his own
conduct, as well as that of Officer Jerome, at issue. The jury, charged with
finding how plaintiff as well as the officer acted on the night in question,
should have been permitted to hear evidence that would have revealed any motive
directly relevant to plaintiff's conduct in his interaction with the officer.
That the evidence of plaintiff's motive adversely reflects on his character
does not render it inadmissible, since, under the particular circumstances
of this case, its probative value outweighs any incidental prejudicial effect
(see, e.g., People v Moore, supra, citing People v Fitzgerald, 156 NY 253,
259, 50 N.E. 846; People v Hagan, 24 N.Y.2d 395, 400, 300 N.Y.S.2d 835, 248
N.E.2d 588, cert denied 396 U.S. 886; People v Perez, supra).
In this case, evidence of plaintiff's membership in the Five Percenters also
should have been admitted for purposes of impeaching his credibility.
Although an error in excluding evidence at trial does not invariably warrant
reversal, we conclude that the error in the exclusion of the Five Percenters
evidence was sufficiently prejudicial to defendants to require us to reverse
the judgment and remand for a new trial.